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Pocket Prep, Inc.

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The Securities Industry Essentials (SIE) Exam, which will be available beginning October 1, 2018, is a brand new entry-level FINRA exam for hopeful securities professionals. The exam will gauge a candidate’s knowledge of introductory-level securities industry information required to successfully navigate the securities industry. Topics include the types of products and their risks, the structure of the securities industry markets, regulatory agencies and functions, and prohibited practices.

Pocket Prep’s SIE practice test app is a powerful exam simulator that allows you to create customized practice tests with detailed answer explanations for every question. View your results and exam history with just a few taps. Study anywhere at any time without Internet connectivity.

The app utilizes the “spacing effect” to enhance your learning capability. You’ll space out your studying into shorter, more productive study sessions which allow your brain to retain more information. Simply tell the app how many questions you want to take, enable the timer, and filter exam content to create the perfect study experience.

SIE Exam Prep Features:
• Two practice modes: Simulation and Study 
• Automatic test saving and retrieval
• Detailed historic results analysis 
• Optimized for phones & tablets
• In-app messaging to our experts
• Question of the Day
• Study reminders
• Exam day countdown

SIE Knowledge Areas:
We take each exam and break it down into knowledge areas so that you can filter your study sessions based on your needs.

- Knowledge of Capital Markets
- Overview of the Regulatory Framework
- Understanding Products and Their Risks
- Understanding Trading, Customer Accounts and Prohibited Activities

Why study with Pocket Prep?
Our team of writers and editors meticulously craft practice questions and detailed answer explanations with you in mind. Your success is our success. We’re dedicated to bringing you the best content that will help you achieve more.

Free With Download
- 30 free practice questions
- 30 free bonus questions through social media
- 14 days of free Question of the Day

Premium Upgrade
- 670 total practice questions with Premium upgrade
- Priority email support
- The Premium upgrade is a one-time purchase and not a subscription!

Since 2011, Pocket Prep, Inc. has been the leader in mobile test prep and has helped over five million students and professionals achieve more. You’re destined for success. Pocket Prep will help you get there.


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